SFC bans two female ex-bankers for life
The Hong Kong regulator hands out separate bans for fraud and theft, and also fines securities and futures firm Kaiser HK$1.7 million for unauthorised cross-border business.
Hong Kong’s securities regulator has banned two women from re-entering the financial industry for life and reprimanded and fined a securities and futures firm HK$1.7 million ($220,000) for legal breaches.
On its website yesterday, the Securities and Futures Commission (SFC) announced it had banned Helen Chow Hoi Ching, who used to work at The Royal Bank of Scotland (formerly ABN Amro), and Choy Cheuk Tung, formerly of Standard Chartered Bank, from re-entering the finance industry…
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